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About Us

 

AIMCo is one of Canada’s largest and most diversified investment managers, with approximately $100 billion of assets under management for 32 clients, a diverse group of Alberta public sector pension plans, endowment funds, and government accounts representing all Albertans. Our culture is defined by our core values: Excellence, Transparency, Humility, Integrity, and Collaboration.

Our success as an organization is as dependent on the growth of our people as it is our investments. We provide opportunity to our employees, embrace talent with new ideas and are committed to a culture of continuous learning.

 

 
Job Details
Compliance Officer (007303)
 
Job Number: 007303
Job Title: Compliance Officer
Number of Openings: 1
Job Type (Employment Type): Regular
Job Schedule: Full Time
Job Category: Corporate Services
Minimum Level of Education: Degree
Years of Relatable Experience: 2
Application Deadline: 2018/05/18
 
Position Summary

As a member of the Compliance team, the Compliance Officer will provide professional support and assistance in regards to Investment Compliance. This position ensures that AIMCo is in compliance with applicable laws, regulations, guidelines and polices relevant to its activities.


Responsibilities Include:

  • Performing and completing investment monitoring activities to ensure compliance with applicable regulations and internal policies and guidelines.
  • Identifying potential exceptions, analyzing them and determining their severity, and recommending solutions to resolve them with appropriate parties.
  • Actively monitoring trading blotters throughout the day to ensure suitability and reasonability of trades.
  • Providing support and guidance to staff outside of compliance department.
  • Documenting and revising department procedures.
  • Identifying and proposing efficiencies in Investment Compliance processes includes trading systems and reporting.
  • Representing the Compliance Department at internal meetings; assess impact and provide clarity on compliance requirements as required.
  • Perform User Acceptance Testing on new products introduced to AIMCo.
Our Ideal Candidate
  • Holds an undergraduate degree (i.e. B.Com.) or an investment related designation (i.e. CFA)
  • Possesses 2 years of financial institution experience in audit, investment operations and/or middle office (i.e. investment reporting, trade processing, settlement, reconciliations, risk measurement, investment compliance, operational due diligence reviews)
  • Has a working knowledge of PowerBi, Spotfire, SQL, VBA, Visio, MS Access, MS Excel, MS Word and MS PowerPoint.
  • Experienced in establishing and improving controls and processes
  • Knowledgeable in industry standards and best practices relating to financial instruments, investment strategies, risk management, operational due diligence and regulatory compliance
     
Application Instructions

NOTE: Candidates will be asked to undergo a security screening, which includes a credit bureau and a criminal record investigation, the results of which must be acceptable to AIMCo.

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We thank all applicants in advance; however, only individuals selected for interviews will be contacted.